Wealth Management Client Due Diligence Analyst

Job Description

Role Purpose

We’re looking for someone like that to:

• Perform AML controls on names screening for periodic KYC review. Ensure adherence to regulations, guidelines, standards and policies. Maintain in-depth awareness of potential legislative and policy breaches and act to proactively prevent their occurrence.
• Support the Wealth Management business with documentation preparation required for periodic KYC.
• Through in-depth knowledge of process, engage in process improvement & digital transformation projects to streamline & automate the name screening & review process.

Your experience and skills

You have:

• Some experience in banking / financial institutions.
• Prior experience in Onboarding, Client Data Maintenance, AML/KYC in Hong Kong and/or Singapore regulatory landscape preferred.
• Ability to read Chinese
• Strong risk and control mindset with a structured and logical approach to analysis and problem-solving.
• Motivated to work in a team to achieve team target.
• Willing to work over time/public holidays/weekends as required

You are:

• Client service oriented and enjoy working in a team.
• High motivation and positive can-do attitude.
• Effective & clear communication.
• Adaptable to a dynamic and changing environment.

Mandatory Skills: Investment Banking (CLM).