Compliance Manager

Job Description:

Our client is a well-established retail bank serving a diverse customer base with products ranging from savings and deposits to personal loans and digital banking. They are now seeking an experienced Compliance Manager to join their team. The Compliance Manager will be responsible for ensuring the bank’s operations are in full compliance with regulatory requirements and internal policies. This includes managing compliance programs, providing guidance to business units, and liaising with regulators.

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Key Responsibilities:

• Develop, implement, and maintain compliance policies and procedures in line with regulatory requirements
• Conduct compliance risk assessments, monitoring, and testing to identify and mitigate potential risks
• Advise business units on regulatory changes and assist in interpreting and applying new rules
• Coordinate and respond to audits, regulatory inspections, and inquiries
• Review and approve product documentation, marketing materials, and customer communications for compliance accuracy
• Provide compliance training and awareness programs across business functions
• Maintain and enhance internal controls related to AML/CFT, data privacy, and customer protection
Prepare regular compliance reports for senior management and regulatory bodies
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Requirements:

• Bachelor’s degree in Law, Finance, Business, or a related field; CAMS, ICA, or other compliance certifications preferred
• Minimum 6–10 years of experience in compliance, risk, or legal roles within a retail bank or financial institution
• In-depth knowledge of banking regulations and guidelines issued by [e.g., MAS, HKMA, BNM, depending on location]
• Strong understanding of AML/CFT, data protection, consumer banking laws, and conduct risk
• Excellent communication and interpersonal skills to work with business and regulatory stakeholders
High attention to detail, analytical thinking, and strong ethical judgment

EA Licence No: 23S1615