Markets Sales Business Control Management - Vice President

Join our Markets Sales & Research Business Controls Management (BCM) team as a Vice President in Singapore, where you'll lead the controls oversight of the Asia-Pacific (APAC) Markets Sales businesses, with Sales across APAC. This role offers the opportunity to work with a diverse set of securities and derivative products. Be part of a dynamic team that drives consistent operational risk practices and control programs.

As a Markets Sales Business Control Manager - Vice President, within our Markets Sales & Research BCM team, you will be responsible for the risk and control environment of the APAC Markets Sales businesses. Reporting to the APAC BCM lead for Commerical and Investment Banking Sales & Marketing, you will lead the development and implement supervisory controls, manage risk events, and drive process improvements. Your role involves collaborating with stakeholders across functions to ensure effective control governance and reporting.

Job Responsibilities:

• Lead the development and implementation of procedures on Front Office Supervision and build Supervisory controls, facilitating their execution and exception management.

• Establish control governance and reporting to identify meaningful metrics and manage control committees.

• Progress and own multiple projects with varying delivery timeframes. Assess risks, develop requirements, and communicate effectively while identifying areas for efficiency improvements.

• Partner with colleagues to drive consistent operational risk practices and control programs.

• Achieve stakeholder buy-in and build partnerships across functions for deliverables.

• Communicate effectively throughout project and control lifecycles, ensuring stakeholders are informed.

• Represent Front Office interests in control and regulatory initiatives, sharing best practices.

• Manage 1st line of defense responsibilities, including risk event data occurrences and control-related due diligence.

• Manage regulatory, audit, and compliance testing activities, adhering to the Operational Risk Management Framework.

• Directly support senior sales managers at regional and Line of Business management meetings and controls governance forums.

Required Qualifications, Skills and Capabilities:

• Bachelor’s Degree in Finance, Economics or other related disciplines

• 10 years of relevant work experience in financial industry roles such as Operational Risk Control, Operations, Business Management, Front Office, Compliance

• Knowledge of financial Markets business and regulatory environment in Singapore and Asia Pacific

• Demonstrable experience in network building, cross-functional collaboration, and influencing.

• Strong leadership, project management, and organizational skills.

• Investigative mindset with the ability to see issues at both a strategic and detailed level.

• Strong analytical, problem-solving, and process re-engineering skills.

• Exceptional verbal and written communication skills.

• Strong team player with excellent partnering and influencing skills.

Preferred Qualifications, Skills and Capabilities:

• Familiarity of Markets, including end-to-end product lifecycle and various Markets regulations globally (e.g., MIFID, Dodd-Frank).

• Experience managing audits and regulatory exams

• Knowledge of derivatives and securities products through their product lifecycle.

To apply for this position, please use the following URL:

https://ars2.equest.com/?response_id=bd07b8f1b035371e5d51621825bcc23d