Compliance Operation Officer
RECRUIT EXPRESS PTE LTD
- To review and ensure the sales process for 3rd party products are conducted according to internal guidelines and MAS regulations.
- Client onboarding (Client Risk Scoring, and Name Screening) and to document the rationale/ investigation findings
- Complete background checks
- Prepare case file (including corroboration against internal thresholds) for review
- Corroborate Source of Funds ("SOF") and Source of Wealth ("SOW") for High-Risk Customers ("HRC") for recommendation and approval.
- Coordinate between business units and Compliance department for AML matters
Requirements:
- Bachelor's degree in a related discipline
- 1 - 2 years of relevant experience
- Knowledge of financial crime matters would be an advantage
Qualified candidates are invited to submit their applications in (MS Word) format to
Tan Wan Yee, Ashlyn R26162123 at ***email_hidden***
Recruit Express Pte Ltd
EA Licence No: 99C4599
Only shortlisted applicants will be notified.
