Compliance Executive (Legal)
WGT EHR PTE. LTD.
Overview
Our client, an established US-based investment firm with operations in Singapore, is seeking a motivated and detail-oriented Compliance Officer to support its regulatory compliance functions.
This role offers an opportunity to gain exposure to MAS regulatory requirements, AML/CFT compliance, fund management operations and corporate governance while working closely with senior management and regional compliance teams.
Job Responsibilities
- Monitor MAS regulatory requirements and assist with regulatory filings, licensing matters, compliance documentation and policy updates.
- Support compliance monitoring activities, internal audits, risk assessments and remediation of compliance findings.
- Assist with AML/CFT compliance, including customer due diligence (CDD/EDD), ongoing monitoring and suspicious transaction reporting.
- Maintain compliance policies, registers and records while supporting PDPA requirements, staff training and regulatory reporting.
- Work closely with internal stakeholders and overseas compliance teams on regulatory matters, representative requirements and third-party due diligence.
- Bachelor's Degree in Law (LLB) or a related law qualification.
- Minimum 2 years of experience in a law firm, financial institution or corporate legal function, preferably as a Legal Assistant, Legal Associate or In-house Legal Counsel.
- Exposure to fund management, MAS regulatory requirements or compliance-related matters will be an added advantage.
- Strong analytical, organisational and communication skills, with good attention to detail and willingness to develop a career in compliance.
- Working location: Central
Please include the following information in your resume.
- Current & Expected Salary
- Reason(s) for leaving
- Notice Period / Availability to commence work
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We regret only short-listed candidates will be notified.
EA License | 18C9251 WGT Group
Registration No | R22111484 Ketty Lim